Functions of SEBI: Regulatory and Preventive Functions
Contents
Discribe the functions of SEBI.
Functions of SEBI: Regulatory and Preventive Functions
The Securities and Exchange Board of India is a separate Board for the regulation and orderly functioning of the capital market.
The Securities and Exchange Board of India was set up on 12th April 1988 by the Central Government. It was an interim administrative body. In 1992, SEBI ordinance was passed to prepare an Act on 4th April, 1992.
SEBI protects the interest of investors and it promotes development of securities market. For this SEBI do the following functions:
1. Registering and Regulatory Functionaries:
- Regulating and controlling the business in stock exchanges.
- Regulating acquisition of shares and take over of companies.
- Registering and regulating the functioning of brokers, sub-brokers, transfer agents, banks to issue, trustees of trust deeds, merchant bankers, portfolio managers, underwriters etc.
- Registering and regulating of working of capital funds and mutual funds.
- Regulating self-regulatory organisations.
- Regulating and registering the working of the depositories, custodian, participants, foreign institutional investors, credit rating agencies etc.
- Regulating and registering the working of venture capital funds and collective investment schemes including mutual funds.
- Promoting and regulating self-regulatory organisations.
- Promoting investors education.
- Promoting training of intermediaries of securities market.
- Regulating substantial acquisition of shares.
- Performing such functions under the provisions of the Securities Contracts (Regulation) Act, as may be delegated to it by the Central Government.
- Levying fee and other charges to carry out the above mentioned purposes.
- Conducting research.
2. Preventive Functions:
- Preventing insider trading
- Preventing fraudulent and UTPs relating to the securities markets.
- Performing such other functions as may be prescribed.
Related Link
- Features of Developed Money Market | Recent developments in India’s money market
- Main Forms of Government Securities
- Instruments of Issue
- Difference between capital market and money market
- Role of SEBI in Regulating the Capital Market
- Functions of SEBI: Regulatory and Preventive Functions
- Advantages and Disadvantages of call money market
- Recent trends in the Indian capital market
- Characteristics of Indian Capital Market
- Globalisation and Indian Financial Market
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- Explain Political risks in detail? and its Types
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- Agency agreement: Meaning, Features and Advantages
- Functions of Foreign Exchange markets
- structure of Foreign exchange markets
- Describe the various types of money
- Dynamic Functions of Money
- Evils or Demerits of Money
- Importance and significance of money in Modern Economy
- Approaches regarding Definitions of Money and its Function
- Money: Meaning, Definitions and features of Money
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